Agarwal, has been practicing medicine for 30 years, completed his residencies in cardiology and internal medicine at Wright State School of Medicine in Ohio and received his medical degree from Maulana Azad Medical College in New Delhi, India. He joins us as Medical Director of Noninvasive Cardiology at Good Samaritan Hospital.ĭr. He is board certified in Internal Medicine and Cardiovascular diseases, and is a Fellow of the American College of Cardiology. He completed his medical degree atĬhristian Medical College in Ludhiana, India, his residency at the Albert Einstein College of Medicine in the Bronx, NY, and his fellowship at New York Medical College System in Valhalla, NY. He has previously served as Chief of Cardiology, President of Medical Staff and as a member of the Board of Trustees at Nyack Hospital. He currently serves as Director of Cardiology Consultants of Rockland in Stony Point, NY, Director of the Bergen Heart Center LLC, in Ramsey, NJ, Director of Outreach and Business Development at Hackensack University Medical Center in Hackensack, NJ, and is the Vice Chairman of Cardiology at Hackensack University Medical Center North in Pascack, NJ. Grewal has been practicing cardiology for 30 years. This highly skilled group, with offices in West Nyack, Stony Point and Ramsey, NJ, brings world class cardiac care to the local community.ĭr. Parikh, MD, FACC, and Rajiv Singh, MD, FACC, have joined Bon Secours Medical Group. PRESS RELEASE– Cardiologists Perminder S. He called the actions a reminder that firms must meet the commission’s filing and disclosure obligations.Highly-Skilled Cardiologists Bring World Class Cardiac Care to Rockland and Bergen Counties The cardiology group includes L to R: Shital Parikh, MD, Arvind Agarwal, MD, Rajiv Singh, MD, Perminder Grewal, MD, Sunandan Pandya, MD and Bangalore Sridhara, MD. On the same day Grewal was appointed, the SEC charged 27 firms for failing to file their Form Customer Relationship Summary (CRS). ![]() Since Grewal joined the commission, the Enforcement Division’s charged several registrants with mutual fund share class violations and more for failures in their cybersecurity policies and procedures. The commission also announced an enforcement task force on ESG and climate-related issues. Other enforcement actions concerning Reg BI could follow. This month, the SEC’s Division of Examinations revealed that it would incorporate Reg BI questions into its standard exams and has been requiring firms to go further than merely “good faith” compliance efforts. ![]() ![]() “What are the one, two or several that they’re going to start with and prioritize, because that’s going to be a big message for the brokerage industry.” “I also think the new director and his team are going to take time to really get an understanding of what the Reg BI prospective matters are in the pipeline,” Lundy said. Now, enforcers will likely interpret the Trump-era Reg BI rules with a wider lens, according to James Lundy, a partner with Faegre Drinker and a member of the firm’s Best Interest Compliance Team. But at the same time, it also creates new avenues for misconduct, and new responsibilities for compliance.” ![]() “This change is exciting it can help amplify the dynamism of our markets and increase access for investors. “This requires proactive compliance, and this type of approach has never been more important than today-a time of rapid and profound technological change,” he said. In one of his first speeches as enforcement director, Grewal said he was worried that the public saw the country’s capital markets as a “game” rigged against investors and argued that firms must consider how their businesses are impacted by emerging risks and enforcement priorities. Before his work as attorney general, Grewal was prosecutor for Bergen County, the premier law enforcement officer in the state’s most populated county, and boasts a long resume prosecuting economic crimes and securities fraud as an assistant U.S. Grewal served as New Jersey’s attorney general from January 2018, where he headed the Department of Law and Public Safety and pushed for a uniform fiduciary standard for brokers and advisors that was stricter than the national standard before joining the SEC in July. Related: What Do Recent SEC Hires Say About Commission's Direction? Grewal hopes regulators and registrants alike will convince investors that the deck is not stacked in favor of the powerful and that the markets work equally for all, according to early statements.įrom scrutinizing compliance with Regulation Best Interest to potential enforcement of erroneous claims around ESG investments, the division looks to have a busy 2022 under Grewal and new SEC Chair Gary Gensler. As the new director of the Enforcement Division at the Securities and Exchange Commission, Gurbir S.
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